Regulatory compliance
- Preparation of regulatory compliance audits
- Audit issue resolution
- Proper conduct of the business organization in financial institutions (i.e. KWG § 25a und § 25c, GWG § 9, WpHG §33)
- Outsourcing Controlling (i.e. EBA GL/2019/02, MaRisk AT9, KAGB § 36, VAG §32)
- Internal control system acc. to MaRisk BT1
- Information security acc. to EBA/GL/2019/04 (ICT & security risk management) & BAIT, KAIT, VAIT
- Implementation of General Data Protection Regulation (GDPR)
- Compliance with relevant audit standards such as IDW PS 260, 330, 951, 980 or ISAE 3402
- Liquidity risk management requirements e.g. BCBS 239 and BCBS 248
- Impact analysis and operational stabilization (i.e. MiFID, BCBS 239)